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Thought Leadership

Section 1071 Small Business Finance Compliance Essentials

A Compliance Primer for Fintechs and Alternative Commercial Finance Companies

 
Webinar

Small business finance companies will soon have to comply with new data collection and reporting rules under Dodd-Frank Section 1071. Compliance will pose numerous challenges and additional risk—especially for fintechs and alternative commercial finance companies who have not previously had to comply with similar legal regimes.

During this webinar, we will discuss key methods and strategies for complying with the new rules, and reducing litigation and reputational risk.

Topics

  • Section 1071: What Is It? What Is It For? What Is Required?
    What Are the Risks?
  • Special Complications for Alternative Commercial Finance Companies: How To Determine Who’s In and Who’s Out?
  • Compliance Strategies for Companies Newly Subject to Regulation

Presenters
Christopher Friedman, Partner
Alexandra McFall, Senior Counsel
Leslie Sowers, Partner 

Who Should Attend
Companies subject to Dodd-Frank 1071, especially:

  • Fintechs who make financial services products available to small and medium-sized businesses
  • Factoring companies who may have ancillary products subject to 1071
  • Supply-chain finance companies

Continuing Education Credit
This program is pending approval for Colorado, Illinois, Iowa, Kansas, Missouri, Minnesota, Nebraska, Tennessee, and Wisconsin continuing legal education credit.

Questions? Contact Tom Bragg at 414.978.5336.

Professionals:

Alexandra McFall

Senior Counsel