Alan Kandel will present, "What to expect from an investigation by the Employee Benefits Security Administration," at the ESOP Association Midwest Chapter Regional Conference in Kansas City, MO, on Thursday, September 19, 2024.
How ready is your ESOP for audit by the EBSA? This presentation will provide an overview of the EBSA’s audit process, including materials directly from a senior investigator of the Kansas City Regional Office, which has jurisdiction over most of the states in the Midwest Region. You will learn what documents the EBSA often requests, common issues identified during past audits, and correction methods. The presentation will also include a discussion of the DOL’s Voluntary Fiduciary Correction Program (VFCP), which plan sponsors may use to voluntarily correct potential issues.
For more information, visit the event website.